NISM Series-III-B: Issuers Compliance Certification Examination Workbook

 

NISM Series-III-B: Issuers Compliance Certification Examination 

The assessment intends to empower a superior comprehension of different compliances which should be clung to by related people functioning as consistence officials in recorded organizations. 

Assessment Objectives: 

On effective fulfillment of the assessment the up-and-comer should: 

• Know the job and duties of a Compliance official of a recorded organization 
• Comprehend the different roads for raising assets from the Indian and worldwide market and the different consistence prerequisites for the equivalent 
• Know the laws and guidelines that should be clung to by an open organization concerning issues, corporate activities, and everyday consistence necessities. 
• Know the different punishments for rebelliousness with guidelines and necessities as determined in different Regulations 

Evaluation Structure 

The assessment comprises of 100 inquiries of 1 imprint each and ought to be finished in 2 hours. The finishing score for the assessment is 60%. There will be a negative checking of 25% of the imprints appointed to an inquiry. 

Test Details 

Name of Module: NISM-Series-III-B: Issuers Compliance Certification Examination 

Fees (Rs.)	Test Duration (in minutes)	No. of Questions	Maximum Marks	Pass Marks* (%)	Certificate # Validity (in years)
1770+	120	100	100	60	3

*: Negative marking - 25% of the marks assigned to the question

+Payment gateway charges extra.

# Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.

How to register and take the examination
To find out more and register for the examination please visit NISM official website 

 

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